SR-11 SR · Supply Chain Risk Management

Component Authenticity

✓ LOW ✓ MODERATE ✓ HIGH
3 Enhancements 1 Overlay 5 Related Controls
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Requirements NIST SOURCE

Discussion (NIST Supplemental Guidance)

Sources of counterfeit components include manufacturers, developers, vendors, and contractors. Anti-counterfeiting policies and procedures support tamper resistance and provide a level of protection against the introduction of malicious code. External reporting organizations include CISA.

Enhancements NIST SOURCE

SR-11(1) Anti-counterfeit Training ✓ LOW ✓ MODERATE ✓ HIGH

Train [personnel or roles] to detect counterfeit system components (including hardware, software, and firmware).

Discussion

None.

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SR-11(2) Configuration Control for Component Service and Repair ✓ LOW ✓ MODERATE ✓ HIGH

Maintain configuration control over the following system components awaiting service or repair and serviced or repaired components awaiting return to service: [system components].

Discussion

None.

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SR-11(3) Anti-counterfeit Scanning LOW MODERATE HIGH

Scan for counterfeit system components [frequency].

Discussion

The type of component determines the type of scanning to be conducted (e.g., web application scanning if the component is a web application).

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Implementation Guidance

Engineering Interpretation

Original engineering commentary written for this explorer — not NIST source text and not authoritative guidance.

No engineering interpretation has been authored for SR-11 yet. This section is architected to receive it — see the Requirements and Assessment sections above for the authoritative NIST source content in the meantime.

Assessment

NIST SP 800-53A REV 5.2.0

Assessment Objectives

  1. one or more of the following PARAMETER VALUES is/are selected: {source of counterfeit component; <SR-11_ODP[02] external reporting organizations>; <SR-11_ODP[03] personnel or roles>};
  2. external reporting organizations to whom counterfeit system components are to be reported is/are defined (if selected);
  3. personnel or roles to whom counterfeit system components are to be reported is/are defined (if selected);
  4. an anti-counterfeit policy is developed and implemented;
  5. anti-counterfeit procedures are developed and implemented;
  6. the anti-counterfeit procedures include the means to detect counterfeit components entering the system;
  7. the anti-counterfeit procedures include the means to prevent counterfeit components from entering the system;
  8. counterfeit system components are reported to <SR-11_ODP[01] SELECTED PARAMETER VALUES>.

Examine

[SELECT FROM: Supply chain risk management policy and procedures; supply chain risk management plan; system and services acquisition policy; anti-counterfeit plan; anti-counterfeit policy and procedures; media disposal policy; media protection policy; incident response policy; reports notifying developers, manufacturers, vendors, contractors, and/or external reporting organizations of counterfeit system components; acquisition documentation; service level agreements; acquisition contracts for the system, system component, or system service; inter-organizational agreements and procedures; records of reported counterfeit system components; system security plan; other relevant documents or records].

Interview

[SELECT FROM: Organizational personnel with system and service acquisition responsibilities; organizational personnel with information security responsibilities; organizational personnel with supply chain risk management responsibilities; organizational personnel with responsibilities for anti-counterfeit policies, procedures, and reporting].

Test

[SELECT FROM: Organizational processes for counterfeit prevention, detection, and reporting; mechanisms supporting and/or implementing anti-counterfeit detection, prevention, and reporting].

Overlays

OT/ICS Overlay SP 800-82r3

NIST SP 800-82r3 Appendix F, Table 22. Blank baseline means the control/control enhancement is not selected in that initial OT baseline.

LOW

  • Base control: Included (matches standard baseline)
  • Included: (1) (2)

MODERATE

  • Base control: Included (matches standard baseline)
  • Included: (1) (2)

HIGH

  • Base control: Included (matches standard baseline)
  • Included: (1) (2)

STIGs & CCIs

No STIG checks or CCI mappings are currently loaded for SR-11. This section is architected to display, per product: STIG ID, Finding ID, Severity, Title, Description, Check, Fix, CCI, and NIST control mapping — but nothing is populated here until a real DISA STIG/CCI dataset is ingested.

Learn more about STIG/CCI integration →

Evidence

Potential Evidence — Derived

Categorized from the SP 800-53A "Examine"/"Test" artifact list above by keyword — not an authoritative NIST evidence list.

Policy

  • Supply chain risk management policy and procedures
  • supply chain risk management plan
  • system and services acquisition policy
  • anti-counterfeit plan
  • anti-counterfeit policy and procedures
  • media disposal policy
  • media protection policy
  • incident response policy
  • system security plan

Testing

  • Organizational processes for counterfeit prevention, detection, and reporting
  • mechanisms supporting and/or implementing anti-counterfeit detection, prevention, and reporting

Other Records

  • reports notifying developers, manufacturers, vendors, contractors, and/or external reporting organizations of counterfeit system components
  • acquisition documentation
  • service level agreements
  • acquisition contracts for the system, system component, or system service
  • inter-organizational agreements and procedures
  • records of reported counterfeit system components
  • other relevant documents or records