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Host-based Devices

LOW MODERATE HIGH
1 Overlay 2 Related Controls
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Requirements NIST SOURCE

Implement the following host-based monitoring mechanisms at [system components]: [host-based monitoring mechanisms].

Discussion (NIST Supplemental Guidance)

Host-based monitoring collects information about the host (or system in which it resides). System components in which host-based monitoring can be implemented include servers, notebook computers, and mobile devices. Organizations may consider employing host-based monitoring mechanisms from multiple product developers or vendors.

Implementation Guidance

Engineering Interpretation

Original engineering commentary written for this explorer — not NIST source text and not authoritative guidance.

No engineering interpretation has been authored for SI-4(23) yet. This section is architected to receive it — see the Requirements and Assessment sections above for the authoritative NIST source content in the meantime.

Assessment

NIST SP 800-53A REV 5.2.0

Assessment Objectives

  1. host-based monitoring mechanisms to be implemented on system components are defined;
  2. system components where host-based monitoring is to be implemented are defined;
  3. <SI-04(23)_ODP[01] host-based monitoring mechanisms> are implemented on <SI-04(23)_ODP[02] system components>.

Examine

[SELECT FROM: System and information integrity policy; system and information integrity procedures; procedures addressing system monitoring tools and techniques; system design documentation; host-based monitoring mechanisms; system monitoring tools and techniques documentation; system configuration settings and associated documentation; list of system components requiring host-based monitoring; system monitoring logs or records; system audit records; system security plan; other relevant documents or records].

Interview

[SELECT FROM: System/network administrators; organizational personnel with information security responsibilities; organizational personnel installing, configuring, and/or maintaining the system; organizational personnel responsible for monitoring system hosts].

Test

[SELECT FROM: Organizational processes for system monitoring; mechanisms supporting and/or implementing a host-based monitoring capability].

Overlays

Showing the OT/ICS overlay for the parent control SI-4 — see the SI-4(23) entries within each baseline below.

OT/ICS Overlay SP 800-82r3

NIST SP 800-82r3 Appendix F, Table 22. Blank baseline means the control/control enhancement is not selected in that initial OT baseline.

LOW

  • Base control: Included (matches standard baseline)

MODERATE

  • Base control: Included (matches standard baseline)
  • Included: (2) (4) (5)

HIGH

  • Base control: Included (matches standard baseline)
  • Included: (2) (4) (5) (10) (12) (14) (20) (22)

STIGs & CCIs

No STIG checks or CCI mappings are currently loaded for SI-4(23). This section is architected to display, per product: STIG ID, Finding ID, Severity, Title, Description, Check, Fix, CCI, and NIST control mapping — but nothing is populated here until a real DISA STIG/CCI dataset is ingested.

Learn more about STIG/CCI integration →

Evidence

Potential Evidence — Derived

Categorized from the SP 800-53A "Examine"/"Test" artifact list above by keyword — not an authoritative NIST evidence list.

Policy

  • System and information integrity policy
  • system security plan

Configuration

  • system design documentation
  • system configuration settings and associated documentation

Testing

  • Organizational processes for system monitoring
  • mechanisms supporting and/or implementing a host-based monitoring capability

Other Records

  • system and information integrity procedures
  • procedures addressing system monitoring tools and techniques
  • host-based monitoring mechanisms
  • system monitoring tools and techniques documentation
  • list of system components requiring host-based monitoring
  • system monitoring logs or records
  • system audit records
  • other relevant documents or records