Risk for Individuals

LOW MODERATE HIGH

1 Overlay 0 Related Controls

Requirements NIST SOURCE

Implement [additional monitoring] of individuals who have been identified by [sources] as posing an increased level of risk.

Discussion (NIST Supplemental Guidance)

Indications of increased risk from individuals can be obtained from different sources, including personnel records, intelligence agencies, law enforcement organizations, and other sources. The monitoring of individuals is coordinated with the management, legal, security, privacy, and human resource officials who conduct such monitoring. Monitoring is conducted in accordance with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines.

Implementation Guidance

Engineering Interpretation

Original engineering commentary written for this explorer — not NIST source text and not authoritative guidance.

No engineering interpretation has been authored for SI-4(19) yet. This section is architected to receive it — see the Requirements and Assessment sections above for the authoritative NIST source content in the meantime.

Assessment

NIST SP 800-53A REV 5.2.0

Assessment Objectives

additional monitoring of individuals who have been identified as posing an increased level of risk is defined;
sources that identify individuals who pose an increased level of risk are defined;
<SI-04(19)_ODP[01] additional monitoring> is implemented on individuals who have been identified by <SI-04(19)_ODP[02] sources> as posing an increased level of risk.

Examine

[SELECT FROM: System and information integrity policy; system and information integrity procedures; procedures addressing system monitoring; system design documentation; system monitoring tools and techniques documentation; system configuration settings and associated documentation; system audit records; system security plan; privacy plan; other relevant documents or records].

Interview

[SELECT FROM: System/network administrators; organizational personnel with information security and privacy responsibilities; organizational personnel installing, configuring, and/or maintaining the system; organizational personnel responsible for monitoring the system; legal counsel; human resource officials; organizational personnel with personnel security responsibilities].

Test

[SELECT FROM: Organizational processes for system monitoring; mechanisms supporting and/or implementing a system monitoring capability].

Overlays

Showing the OT/ICS overlay for the parent control SI-4 — see the SI-4(19) entries within each baseline below.

OT/ICS Overlay SP 800-82r3

NIST SP 800-82r3 Appendix F, Table 22. Blank baseline means the control/control enhancement is not selected in that initial OT baseline.

LOW

Base control: Included (matches standard baseline)

MODERATE

Base control: Included (matches standard baseline)
Included: (2) (4) (5)

HIGH

Base control: Included (matches standard baseline)
Included: (2) (4) (5) (10) (12) (14) (20) (22)

STIGs & CCIs

No STIG checks or CCI mappings are currently loaded for SI-4(19). This section is architected to display, per product: STIG ID, Finding ID, Severity, Title, Description, Check, Fix, CCI, and NIST control mapping — but nothing is populated here until a real DISA STIG/CCI dataset is ingested.

Learn more about STIG/CCI integration →

Evidence

Potential Evidence — Derived

Categorized from the SP 800-53A "Examine"/"Test" artifact list above by keyword — not an authoritative NIST evidence list.

Policy

System and information integrity policy
system security plan
privacy plan

Configuration

system design documentation
system configuration settings and associated documentation

Testing

Organizational processes for system monitoring
mechanisms supporting and/or implementing a system monitoring capability

Other Records

system and information integrity procedures
procedures addressing system monitoring
system monitoring tools and techniques documentation
system audit records
other relevant documents or records