Security Operations Center
LOW MODERATE HIGHRequirements NIST SOURCE
Establish and maintain a security operations center.
Discussion (NIST Supplemental Guidance)
A security operations center (SOC) is the focal point for security operations and computer network defense for an organization. The purpose of the SOC is to defend and monitor an organization’s systems and networks (i.e., cyber infrastructure) on an ongoing basis. The SOC is also responsible for detecting, analyzing, and responding to cybersecurity incidents in a timely manner. The organization staffs the SOC with skilled technical and operational personnel (e.g., security analysts, incident response personnel, systems security engineers) and implements a combination of technical, management, and operational controls (including monitoring, scanning, and forensics tools) to monitor, fuse, correlate, analyze, and respond to threat and security-relevant event data from multiple sources. These sources include perimeter defenses, network devices (e.g., routers, switches), and endpoint agent data feeds. The SOC provides a holistic situational awareness capability to help organizations determine the security posture of the system and organization. A SOC capability can be obtained in a variety of ways. Larger organizations may implement a dedicated SOC while smaller organizations may employ third-party organizations to provide such a capability.
Implementation Guidance
Original engineering commentary written for this explorer — not NIST source text and not authoritative guidance.
No engineering interpretation has been authored for IR-4(14) yet. This section is architected to receive it — see the Requirements and Assessment sections above for the authoritative NIST source content in the meantime.
Assessment
Assessment Objectives
- a security operations center is established;
- a security operations center is maintained.
Examine
[SELECT FROM: Incident response policy; contingency planning policy; procedures addressing incident handling; procedures addressing the security operations center operations; mechanisms supporting dynamic response capabilities; incident response plan; contingency plan; system security plan; other relevant documents or records].
Interview
[SELECT FROM: Organizational personnel with incident handling responsibilities; organizational personnel with contingency planning responsibilities; security operations center personnel; organizational personnel with information security responsibilities].
Test
[SELECT FROM: Mechanisms that support and/or implement the security operations center capability; mechanisms that support and/or implement the incident handling process].
Overlays
STIGs & CCIs
No STIG checks or CCI mappings are currently loaded for IR-4(14). This section is architected to display, per product: STIG ID, Finding ID, Severity, Title, Description, Check, Fix, CCI, and NIST control mapping — but nothing is populated here until a real DISA STIG/CCI dataset is ingested.
Learn more about STIG/CCI integration →Evidence
Categorized from the SP 800-53A "Examine"/"Test" artifact list above by keyword — not an authoritative NIST evidence list.
Policy
- Incident response policy
- contingency planning policy
- incident response plan
- contingency plan
- system security plan
Testing
- Mechanisms that support and/or implement the security operations center capability
- mechanisms that support and/or implement the incident handling process
Other Records
- procedures addressing incident handling
- procedures addressing the security operations center operations
- mechanisms supporting dynamic response capabilities
- other relevant documents or records