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Transaction Recovery

LOW ✓ MODERATE ✓ HIGH
1 Overlay 0 Related Controls
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Requirements NIST SOURCE

Implement transaction recovery for systems that are transaction-based.

Discussion (NIST Supplemental Guidance)

Transaction-based systems include database management systems and transaction processing systems. Mechanisms supporting transaction recovery include transaction rollback and transaction journaling.

Implementation Guidance

Engineering Interpretation

Original engineering commentary written for this explorer — not NIST source text and not authoritative guidance.

No engineering interpretation has been authored for CP-10(2) yet. This section is architected to receive it — see the Requirements and Assessment sections above for the authoritative NIST source content in the meantime.

Assessment

NIST SP 800-53A REV 5.2.0

Assessment Objectives

  1. transaction recovery is implemented for systems that are transaction-based.

Examine

[SELECT FROM: Contingency planning policy; procedures addressing system recovery and reconstitution; contingency plan; system design documentation; system configuration settings and associated documentation; contingency plan test documentation; contingency plan test results; system transaction recovery records; system audit records; system security plan; other relevant documents or records].

Interview

[SELECT FROM: Organizational personnel with responsibility for transaction recovery; organizational personnel with information security responsibilities].

Test

[SELECT FROM: Mechanisms supporting and/or implementing transaction recovery capability].

Overlays

Showing the OT/ICS overlay for the parent control CP-10 — see the CP-10(2) entries within each baseline below.

OT/ICS Overlay SP 800-82r3

NIST SP 800-82r3 Appendix F, Table 22. Blank baseline means the control/control enhancement is not selected in that initial OT baseline.

LOW

  • Base control: Included (matches standard baseline)

MODERATE

  • Base control: Included (matches standard baseline)
  • Included: (2)
  • Added: (6)

HIGH

  • Base control: Included (matches standard baseline)
  • Included: (2) (4)
  • Added: (6)

STIGs & CCIs

No STIG checks or CCI mappings are currently loaded for CP-10(2). This section is architected to display, per product: STIG ID, Finding ID, Severity, Title, Description, Check, Fix, CCI, and NIST control mapping — but nothing is populated here until a real DISA STIG/CCI dataset is ingested.

Learn more about STIG/CCI integration →

Evidence

Potential Evidence — Derived

Categorized from the SP 800-53A "Examine"/"Test" artifact list above by keyword — not an authoritative NIST evidence list.

Policy

  • Contingency planning policy
  • contingency plan
  • contingency plan test documentation
  • contingency plan test results
  • system security plan

Configuration

  • system design documentation
  • system configuration settings and associated documentation

Testing

  • Mechanisms supporting and/or implementing transaction recovery capability

Other Records

  • procedures addressing system recovery and reconstitution
  • system transaction recovery records
  • system audit records
  • other relevant documents or records